Business Due Diligence

ComplianceAsia Internal Audit has a dedicated team which undertakes a wide range of business diligence and related services for clients.

Outsourcing due diligence services include:

  • Assisting with reviewing and documenting contractual representations and obligations made by outsourced service providers and firms, and implementing a reminder system for important renewal or reconfirmation deadlines
  • Providing outsourcing policies and procedures, and identifying material service providers
  • Undertaking documentary and onsite diligence of the internal and technology controls and cybersecurity arrangements in place at material service providers

Counterparty due diligence services include:

  • Assisting clients with opening bank accounts, custody accounts and trading accounts
  • Providing solutions for simplified and enhanced due-diligence and name screening for AML and CTF purposes
  • Optimising your investor and client onboarding processes to efficiently deal with suitably, KYC, CDD, sanctions and professional investor screening

Employees and Business Partners due diligence services include:

  • Performing employee integrity screening and background checking for regulatory verification purposes
  • Undertaking full investigative due-diligence into partners, acquisition targets and potential investee and portfolio companies